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Compliance Officer Jobs in Miami

2241 Compliance Officer Jobs in Miami

Insight Global

Compliance Officer

Insight Global

Miami

MUST HAVES: Bachelors degree in Finance or related field 5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day: The...

Full-time

Posted

via Linkedin

Linkedin
Insigneo

Deputy Chief Compliance Officer – Insigneo Advisory Services

Insigneo

Miami

The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan of the investment adviser designed to Job...

Full-time

Posted

via Linkedin

Linkedin
Leeds Professional Resources

Chief Compliance Officer- Broker Dealer

Leeds Professional Resources

Miami

Responsibilities Develop and implement an effective legal compliance program Create sound internal controls and monitor adherence to them Draft and revise company policies Proactively audit processes, practices and documents to...

Full-time

Posted

via Linkedin

Linkedin
Leeds Professional Resources

Senior Compliance Officer - Broker Dealer

Leeds Professional Resources

Miami

Responsibilities: Risk and Compliance Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures Provide timely written reports to document findings and corrective actions to...

Full-time

Posted

via Linkedin

Linkedin
Mbanq

Fintech BaaS Compliance Officer

Mbanq

Miami

$125,000 - $150,000

In addition, the Compliance Officer is responsible for KYB and KYC due diligence of new clients, continuous monitoring, operationally supporting clients BSA/AML function, reviewing policies and procedures, and maintaining The...

Full-time

Posted

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Leeds Professional Resources

Chief Compliance Officer- RIA

Leeds Professional Resources

Miami

$200,000 - $250,000

'''Duties''' Develop and implement compliance programs and policies to ensure adherence to regulatory requirements and industry standards Conduct regular audits and reviews to assess compliance with internal policies and external...

Full-time

Posted

via Jobleads

Jobleads
City of Doral, FL

Code Compliance Officer I

City of Doral, FL

Miami

$125,000 - $150,000

Salary: $51,244.72 $79,429.32 Annually Location : City of Doral, FL Job Type: Full Time Job Number: 05172024 Department: Code Compliance Opening Date: 05/17/2024 Closing Date: 5/31/2024 5:00 PM Eastern General Purpose Investigates,...

Full-time

Posted

via Jobleads

Jobleads
Nutanix

Compliance Officer – Wall Cross & Research

Nutanix

Miami

$125,000 - $150,000

Compliance Officer – Wall Cross & Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non public information during the investment decision making process, with a focus...

Full-time

Posted

via Jobleads

Jobleads
City of Doral

Code Compliance Officer I

City of Doral

Miami

$125,000 - $150,000

Prepares and presents cases to the Special Magistrate hearing officer and conducts follow up inspections as ordered. Issues verbal and written notices of code violation and citations for code violations. Assists in resolving complex...

Full-time

Posted

via Jobleads

Jobleads
Miami-Dade County, FL

Compliance Officer 1 (Regulatory & Economic Resources)

Miami-Dade County, FL

Miami

$125,000 - $150,000

Recruitment Notes The RER Compliance Officer 1 position is in the Code Compliance Division. Employees in this class receive complaints, conduct inspections, determine the existence of violations, and prepare citations or other...

Full-time

Posted

via Jobleads

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Millennium Management

Compliance Officer - Wall Cross & Research

Millennium Management

Miami

$125,000 - $150,000

Compliance Officer Wall Cross & Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non public information during the investment decision making process, with a focus on...

Full-time

Posted

via Jobleads

Jobleads
Millennium Management LLC

Compliance Officer – Wall Cross & Research

Millennium Management LLC

Miami

$125,000 - $150,000

Compliance Officer – Wall Cross & Research This role will provide senior Compliance coverage in relation to handling and preventing the use of material non public information during the investment decision making process, with a focus...

Full-time

Posted

via Jobleads

Jobleads
Talentry

Chief Compliance Officer

Talentry

Miami

$200,000 - $250,000

Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train...

Full-time

Posted

via Jobleads

Jobleads
Northeastern Tribal Health System

Compliance Officer

Northeastern Tribal Health System

Miami

Job Description Job Description Salary: Job Title: Compliance Officer Reports to: Governing Board Chairperson Department: Administration Position Summary : The Compliance Officer is responsible for overseeing the Northeastern...

Full-time

Posted

via Jobleads

Jobleads
Ahtna, Inc.

Compliance Team Officer - Union - Ahtna Logistics

Ahtna, Inc.

Miami

$125,000 - $150,000

Essential Duties and Responsibilities : (including but not limited to) Providing daily reports to the Compliance/QA Manager Work with ICE compliance personnel in conducting changes to ACA files Prepare Weekly QC Audit Report;...

Full-time

Posted

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Get tailored job alerts and stay updated on the latest Compliance Officer Jobs in Miami! Receive job offers before anyone else.

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