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Regulatory Compliance Specialist Jobs in Jersey City

661 Regulatory Compliance Specialist Jobs in Jersey City

Top Investment Firm

Compliance Generalist, Principal

Top Investment Firm

Jersey City

THE FIRM: Top, High Growth Alternative Asset Management Firm Currently experiencing extremely high growth Flexible hybrid schedule (4 days in the office, 1 day remote) Tremendous benefits (e.g. medical, dental, vision, 401k, Also,...

Full-time

Posted

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New York Technology Partners

Data Analytics Manager, Compliance Analytics

New York Technology Partners

Jersey City

Job Description: We are seeking a highly skilled Data Analytics Manager to join our Compliance Department in the Americas Division. Reporting to the Data Analytics Director, FCC Analytics, the Data Analytics Manager will...

Full-time

Posted

via Linkedin

Linkedin
ION Group

Compliance Officer - Options/Equity Trading - 9821

ION Group

Jersey City

Key Responsibilities Support regular compliance testing and monitoring of policies and procedures including: personal trading; outside business activities; gifts and entertainment; registrations and filings; sales practice;...

Full-time

Posted

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ION Group

Compliance Officer – Options/Equity Trading – 9821

ION Group

Jersey City

Key Responsibilities Support regular compliance testing and monitoring of policies and procedures including: personal trading; outside business activities; gifts and entertainment; registrations and filings; sales practice;...

Full-time

Posted

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Citibank

AVP, Senior Compliance Surveillance Analyst – NAM Market Surveillance

Citibank

Jersey City

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may...

Full-time

Posted

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JPMorgan Chase & Co.

Corporate Control Management – Firmwide Compliance Risk Assessment Pro...

JPMorgan Chase & Co.

Jersey City

$125,000 - $150,000

  Job responsibilities: Lead for the global/horizontal Compliance Risk Assessment (CRA) Program including the framework, methodology, and execution across the firm Oversee the identification and assessment of JPM’s key compliance...

Full-time

Posted

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Top $200B+ Global Alternative Asset Manager

Director of Private Equity Compliance ($50B+) with CCO Growth Path

Top $200B+ Global Alternative Asset Manager

Jersey City

In the role, you will be the Head of Compliance for the Private Equity arm of the business. If performing well, this position will have the growth path to CCO of PE at the firm. You will liaison with various compliance heads of the firm and very...

Full-time

Posted

via Linkedin

Linkedin
Iconma LLC

Business Control Manager/Risk Manager (Audit, Risk, Compliance, Inform...

Iconma LLC

Jersey City

Responsibilities: Execute risk mitigating strategies to address key technology areas to ensure conformance with laws, rules and regulations Partner with multiple technology organizations, divisional leads within Global #J 18808...

Full-time

Posted

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Insight Global

Healthcare Regulatory Admin

Insight Global

Jersey City

Job Purpose The candidate will support the Healthcare Regulatory Compliance team with ongoing maintenance and acquisition of regulatory license and related compliance activities. Position Primary Responsibilities The primary...

Full-time

Posted

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Horizon Blue Cross Blue Shield of New Jersey

Pharmacy Specialist I

Horizon Blue Cross Blue Shield of New Jersey

Jersey City

$125,000 - $150,000

This position must ensure performance is in compliance with organizational or departmental goals and in compliance with regulatory agencies. They must process prior authorization requests received via fax or prior authorization...

Full-time

Posted

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Genesis Corp dba Genesis10

Remediation Specialist

Genesis Corp dba Genesis10

Jersey City

The Remediation Specialist will conduct technical reviews and research to support environmental remedial activities; track regulatory and contractor activities to ensure compliance with NJDEP regulations and guidance and The...

Full-time

Posted

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WinnCompanies LLC

Occupancy Specialist I (City Crossing Apartments)

WinnCompanies LLC

Jersey City

WinnCompanies is looking for an Occupancy Specialist I to join our team at City Crossing, a 131 unit Project Based, In House, Section 8 and Tax Credit community located in Jersey City, NJ. In this role, you will be responsible for assisting...

Full-time

Posted

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Bank of America

Risk Analysis Specialist I

Bank of America

Jersey City

Bank of America Risk Analysis Specialist I Jersey City , New Jersey Apply Now Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible...

Full-time

Posted

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Financial Industry Regulatory Authority

Principal Risk Specialist - IAVV Specialist Team, Member Supervision -...

Financial Industry Regulatory Authority

Jersey City

Intermediate securities, compliance or financial regulatory experience. Intermediate experience related to specialization a plus. Knowledge Requirements: Intermediate knowledge of FINRAs nine risk fundamentals Intermediate...

Full-time

Posted

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Acosta

Prepared Food Specialist

Acosta

Jersey City

Compliance: Ensure strict adherence to company standards and regulatory requirements governing food safety certification and sanitation practices across all fresh food operations. Influencer: Utilize your exceptional...

Full-time

Posted

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